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Title VII of the Civil Rights Act applies to employers and labor unions with at least

15 employees or members of

Mechanical Engineering Ine, may be liable for the sexual barassment of an employee If the company knew or should have known about the harassment, falled to lake Immediate action, and the harassment was committed by

a company supervisor,

14. Laura is the only female employee in the maintenance department of Motor Service Inc. Her supervisor teases and plays tricks on her so relentlessly that she feels compelled to quit. This is most likely

a. a constructive discharge.

Under the Securities Act of 1933, securities can include:

a. any instrument representing corporate ownership or debt,

29. Al the national level, the two types of administrative agencies are

a. executive agencies and independent regulatory agencies.

29. At the national level, the two types of administrative agencies are

a. executive agencies and independent regulatory agencies.

When a state administrative regulation conflicts with a federal administrative regulation

a. the federal regulation takes precedence.

Market Data Corporation is required to file a registration statement with the Securities and Exchange Commission. This statement must contain:

b. a description of securities being offered for sale.

19. The goal of securities regulation is to:

b. prohibit deceptive and manipulative practices in the securities markets.

When a state administrative regulation conflicts with a federal administrative regulation

b. the state regulation takes precedence.

25. As part of a stock offering for Design Media Corporation, the firm's accountant Eve intentionally misrepresents material facts in the prospectus. Fred buys the stock unaware of the misrepresentation and suffers a loss. Eve may be subject to

c. a fine, imprisonment, and damages.

Compliance with Title VIl of the Civil Rights Act is monitored by

d. the Equal Employment Opportunity Commission.

26. Space Flight Inc. files a registration statement with the SEC before making an offering to the general public. The registration contains false, immaterial statements of which the investors are unaware. The firm is charged with violating the Securities Act of 1933. Its best defense is

d. the untrue statements were not material.

Fabrication Corporation is a public company whose shares are traded in the public securities markets. Under the Securities Act of 1933, Fabrication is required to:

disclose all essential information about the issuance of its securitles,

30. Executive agencies exist within the cabinet departments of the

executive branch

product, Uri sells the stack for a profit. Under the Securities Exchange Act of 1934, Uri is most likely:

liable for insider trading

32. Independer rogulatory agencies sach as the Feden! Comninications Coramission are

outside the tedersi execive deparaments

United Delivery Corporation is a public company whose shares are traded in the public securities markets. Under the Securities Act of 1933, United Delivery is required to

register its securities transactions unless they qualify for an exemption.

15. Mena, a female, and Neil, a male, are employees of Operation Business Corporation. Mena regularly e-mails sexually explicit images to Neal via Operation's network. Neil finds this offensive. This is most likely

sexual harassment

33. A statute caacted by Coogress that ausorizes the creation of sn siministrative agency and speaifies the wase, composition, and posers of the agency is cailed

the enabling legislation

Home Meals Corporation is poised to issue securities that, under the Securities Act of 1933, are exempt. This means that the securities can be sold:

without being registered.


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