Series 66 Chapter 3
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ETFs
ETFs trade like stock and can be sold short.
What is the most typical organizational structure of a private equity investment?
Limited partnership
An investment adviser registered with the SEC could have all of the following as advisory clients except
the ABC Unit Investment Trust.
Which of the following would be least likely to be organized as a limited partnership? A) Private equity fund B) Hedge fund C) Index ETF D) Venture capital fund
C) Index ETF
