LEGAL ETHICS

1. Atty. Galing is a Bar topnotcher. He has been teaching major subjects in a law school for eight (8) years and has mastered the subjects he is handling. Is he exempt from the MCLE requirement? A. No, eight (8) years experience is not enough. B. Yes, since he has mastered what he is handling. C. Yes, professors of law are exempted. D. No, since he is not yet a Bar reviewer.

A

1. Atty. Mike started teaching Agrarian Reform and Taxation in June 2001 at the Arts and Sciences Department of the Far Eastern University. In 2005, he moved to San Sebastian Institute of Law where he taught Political Law. Is Atty. Mike exempt from complying with the MCLE for the 4th compliance period in April 2013? A. No, since he has yet to complete the required teaching experience to be exempt. B. No, because he is not yet a bar reviewer. C. Yes, since by April 2013, he will have been teaching law for more than 10 years. D. Yes, since he updated himself in law by engaging in teaching.

A

12. Justice Frank, a retired Court of Appeals justice, appeared before the Supreme Court on behalf of Landbank, a government bank, in a case involving the compensable value of the property taken from a landowner under the agrarian reform law. The landowner questioned Justice Frank's appearance in the case, pointing out that the same is unethical and smacks of opportunism since he obviously capitalizes on his judicial experience. Is Justice Frank's appearance in the case valid? (a) Yes, because the law allows such appearance as long as the government is not the adverse party. (b) No, because he cannot enjoy his retirement pay and at the same time work for a government institution. (c) Yes, since Landbank does not perform government function. (d) No, he should have waited for at least a year to avoid improprieties.

A

31. A judge or judicial officer is disqualified to hear a case before him wherein a party is related to him by consanguinity or affinity - A. up to the 6th degree; B. up to the 5th degree; C. up to the 4th degree; D. up to the 3rd degree.

A

13. On appeal, RTC Judge Rudy affirmed the MTC's conviction of Lorna for violation of the bouncing checks law and awarded Agnes, the complainant, Php1.6 million in damages. Two years later, upon Lorna's motion and after ascertaining that her counsel never received the court's decision, Judge Rudy recalled the entry of judgment in the case, reversed himself, and absolved Lorna of guilt. Claiming an unjust judgment, Agnes filed an administrative complained against Judge Rudy, saying that it is plain from the circumstances that he connived with Lorna, her counsel, and the handling prosecutor. But she offered no further evidence. Rudy denied the charges and asserted that any error in his judgment is correctible only by an appeal, not by an administrative suit. Should Judge Rudy be disciplined? (a) No, because Agnes' complaint is merely based on suspicions and speculations. (b) No, because Agnes has yet to establish that Rudy's decision is plainly erroneous. (c) Yes, because he gravely abused his discretion in recalling the entry of judgment. (d) Yes, because reconsidering the judgment of conviction that the MTC and he earlier issued shows anomaly in Judge Rudy's action.

A

15. On 17 April 2006 NWD, a local water district entity, hired Atty. Chito as private counsel for a year with the consent of the Office of the Government Corporate Counsel (OGCC). Shortly after, a leadership struggle erupted in NWD between faction A and faction B. Siding with the first, Atty. Chito filed several actions against the members of faction B. Eventually, the court upheld Faction B which thus revoked Atty. Chito's retainer on 14 January 2007. With OGCC's approval, NWD hired Atty. Arthur in his place. When Atty. Arthur sought the dismissal of the actions that Atty. Chito had instituted, the latter objected on the ground that his term had not yet expired and Atty. Arthur had no vacancy to fill up. Is Atty. Chito right? (a) No, because Atty. Chito's continued appearances in the cases [were] without authority since 14 January 2007. (b) No, because Atty. Arthur would have violated the rule on forum shopping. (c) Yes, because Atty. Chito's retainer and authority remained valid until 17 April 2006. (d) No, because Atty. Chito has the duty to expose the irregularities committed by the members of Faction B.

A

17. Atty. Atras was the counsel for Mr. Abante. Soon after the case was submitted for decision, Mr. Abante got the files and informed Atty. Atras that he was hiring another lawyer. On that same day, a copy of the decision was received by Atty. Atras but he did not do anything anymore. He also' failed to file his withdrawal, and no appearance was made by the new counsel. When Mr. Abante found out about the adverse decision, the period to appeal had lapsed. Was service to Atty. Atras effective? A. Yes, Atty. Atras is still considered the counsel of record until his withdrawal of appearance has been actually filed and granted. B. Service should be done on Mr. Abante because he had already severed lawyer-client relationship with Atty. Atras. C. Service should be done on the new counsel as soon as he enters his appearance. D. Service upon Atty. Atras is not effective because his services have already been terminated by the client.

A

18. Atty. Utang borrowed from Y Php 300,000.00 secured by a post-dated check. When presented, the check was dishonored. Y filed a BP 22 case in court, and a disbarment complaint with the IBP. In the latter case, Atty. Utang moved for dismissal as the act has nothing to do with his being. a lawyer and that it is premature because the case is pending and he is entitled to presumption of innocence. Should the disbarment complaint be dismissed? A. No, because lawyers may be disciplined for all acts, whether professional or private. B. Yes, there is no conviction yet. C. Yes, BP 22 does not involve moral turpitude. D. No, unless he pays the amount of the check to the satisfaction of Y.

A

23. A recovery of ownership complaint was filed by the Dedo and Dedo Law Firm, through Atty. Jose Dedo as counsel. During all the phases of trial, it was Atty. Jose Dedo who appeared. Unfortunately, Atty. Jose Dedo died before completion of trial. Notices and orders sent to the Dedo and Dedo Law Firm were returned to the court with the manifestation that Atty. Dedo already died and requesting the court to directly send the matters to the client. Is this proper? A. No, the law firm - through another lawyer - should continue to appear for the client. B. Yes, because the death of the handling lawyer terminates the attorney-client relationship. C. Yes, because attorney's fees was not paid to the law firm. D. No, it will be unjust for the client to pay another lawyer

A

24. A difficult client directed his counsel to bring up to the Supreme Court the trial court's dismissal of their action. Counsel believes that the trial court acted correctly and that an appeal would be futile. Which of the following options should counsel take? (a) Withdraw from the case to temper the client's propensity to litigate. (b) Engage a collaborating counsel who can assist in the case. (c) Submit a new retainer proposal to the client for a higher fee. (d) Elevate the case to the Supreme Court as directed by client.

A

26. Administrative proceedings against Judges of all courts and Justices of the Court of Appeals and the Sandiganbayan shall be (a) private and confidential. (b) public but subdued. (c) private but transparent. (d) public.

A

26. Atty. Aimee was convicted by final judgment of Estafa Thru Falsification of a Commercial Document, a crime involving moral turpitude. What is the appropriate penalty? A. Disbarment B. Indefinite suspension C. Suspension for three (3) years D. Admonition

A

27. During the IBP Chapter elections, the candidates for President were Atty. EJ, a labor arbiter of the NLRC, Fiscal RJ of the DOJ and Atty. Gani of the PAO. After canvass, Fiscal RJ garnered the highest number of votes, followed by Arbiter EJ and by Atty. Gani. The winning Vice-President moved for the annulment of the election for President because all the candidates for President are government officials and are disqualified. Decide. A. The election for presidency is invalid, and the elected Vice-President shall assume the Presidency by succession. B. The election is a failure, and new elections should be held. C. Fiscal RJ and Arbiter EJ are disqualified. Atty. Gani should be declared winner. D. All the candidates who are government officials are deemed resigned upon their acceptance of nomination; and so, Fiscal RJ is winner

A

27. When does the initial MCLE compliance period of a newly admitted member of the bar begin? (a) On the first day of the month of his admission. (b) On the tenth day of the month of his admission. (c) On the third year after his admission as member. (d) On the first year of the next succeeding compliance period.

A

3. The term of Dean Rex of X College of Law expired in the first year of the third compliance period. Does his exemption extend to the full extent of said compliance period? A. No, he must comply with all the unit requirements. B. Yes, to the full extent. C. No, but comply proportionately. D. Yes, but he must apply for exemption.

A

31. Serving as counsel de oficio, Atty. Mamerto advised John of the consequences of his plea of not guilty to the charge. Before trial could be held, however, the presiding judge died. As it happened, Atty. Mamerto was appointed judge and John's case was assigned to him by raffle. John quickly moved for the judge's disqualification. Is Judge Mamerto under obligation to inhibit himself from the case? (a) No, because his service to John was just momentary. (b) Yes, because his knowledge of John's case affects his judgment. (c) No, because he was merely a counsel de oficio. (d) Yes, because he served as John's counsel.

A

33. Atty. Eliseo represented Allan in a collection suit against the Philippine Charity Sweepstakes Office (PCSO). After his election as sangguniang bayan member, the court rendered a decision in PCSO's favor. Still, Atty. Eliseo appeared for Allan in the latter's appeal, prompting the PCSO to question his right to do so. In response, Atty. Eliseo claimed that the local government code authorizes him to practice law as long it does not conflict with his duties. Is Atty. Eliseo right? (a) No, because he cannot appear against a government instrumentality in a civil case. (b) Yes, because his official duties do not conflict with his private practice. (c) No, because he works on his private case at the sacrifice of public service. (d) Yes, because he does not appear in the case as a municipal official.

A

34. Which of the following instances demonstrates counsel's LACK of diligence in serving his client's interest? (a) Failing to file his client's appeal brief despite 2 extensions upon the excuse that the client did not coordinate with him. (b) Failing to send to client a requested legal opinion until after the latter gave him the additional documents he requested. (c) Failing to rehearse his client on his testimony before the trial. (d) Updating his client about the status of his case by phone and electronic mail.

A

36. Bong, son of Judge Rey, is a fourth year law student. He helped his friend prepare an affidavit-complaint for Violation of Batas Pambansa Big. 22. After drafting, they showed it to Judge Rey who made some corrections. Later, the BP 22 case was raffled to Judge Rey who tried and convicted the accused. Was there impropriety? A. Yes, since Judge Rey was not a fair and impartial judge. B. No, the evidence for the prosecution was strong and sufficient to prove guilt beyond reasonable doubt. C. No, because any other judge would also have convicted the accused. D. No, those matters were not known to the accused.

A

4. Lee became a lawyer in 1988 under a claim that he is a Filipino like his parents. Efren sought Lee's disbarment on the ground that he really is a Chinese. To prove he is a Filipino, Lee cited an Albay regional trial court's final judgment in an action to recover real property which mentioned his citizenship as Filipino. This final judgment resulted in the correction of his birth records in a separate special proceeding to show he is a Filipino, not Chinese as there stated. Is Lee's claim to Filipino citizenship valid? (a) No, since the mention of his citizenship in the land case was just incidental. (b) No, since those rulings were not appealed to the Supreme Court. (c) Yes, because the rulings in his favor have become final and executory. (d) Yes, since his parents are Filipinos based on what he said in his bar exam petition.

A

40. Atty. Dude is the COMELEC Officer in a very distant municipality. He is. the only lawyer in that area. When election period is over, he has much spare time. Many people go to him for counseling, legal advice, preparation of documents of Sale, Mortgage and the like. He does not charge a fee in money, but he receives gifts which are offered. Is there impropriety? A. Yes, giving legal advice and preparing legal documents, even if free, constitutes private practice of law, which is prohibited of government employees. B. No, it is only giving of advices, and not court appearance. C. Yes, because Atty. Dude accepts gifts. D. No, since Atty. Dude does not accept money.

A

42. Which of the following characteristics pertains to a charging lien? (a) It cannot attach to judgments for delivery of real estates. (b) It involves documents placed in the lawyer's possession by reason of the retainer. (c) It does not need any notice to the client to make it effective. (d) It may be exercised before judgment or execution.

A

43. To whom may the Supreme Court refer complaints against lawyers for investigation? (a) Integrated Bar of the Philippines. (b) Office of the Bar Confidant. (c) Judicial and Bar Council. (d) Office of the Court Administrator.

A

44. After several years as a private practitioner, Ben got appointed as Regional Trial Court judge. Five years after his appointment, he received summons directing him to answer a disbarment complaint that pertained to a document he notarized more than 10 years ago from appointment date. He sought the dismissal of the complaint arguing that the cause of action has prescribed. Must the complaint be dismissed? (a) No, because such complaints do not prescribe. (b) Yes, because the complaint creates a chilling effect on judicial independence. (c) No, but the complaint should be verified to ensure transparency. (d) Yes, because actions on contracts prescribe in 10 years.

A

45. On November 28 Atty. Patrick wrote in a newspaper column that the Supreme Court already decided in favor of the validity of the Executive Order that created the Truth Commission upon a vote of 13-2. But, as it turned out, the Court actually rendered an adverse decision only on December 7, and upon a vote of 10-5. Asked to explain his misleading article, Patrick said that his constitutionally protected right to free expression covered what he wrote. Can the Court cite Patrick for contempt? (a) Yes, because his article obstructs and degrades the administration of justice. (b) No, because the right to free expression occupies a high rank in the hierarchy of cherished rights. (c) No, because courts must simply ignore public opinion and the media when rendering decisions. (d) Yes, because he wrote a lie in his column.

A

48. For grave misconduct, a lawyer was suspended from the practice of law indefinitely. Is he still obliged to pay his IBP dues during his suspension? A. Yes, as he continues to be a lawyer and a member of the IBP. B. No, because indefinite suspension is practically disbarment. C. No need to pay IBP dues because he cannot practice anyway. D. Pay only after the lifting of the suspension, if it comes.

A

19. One of the foundation principles of the Bangalore Draft of the Code of Judicial Conduct is the importance in a modern democratic society of (a) a judicial system that caters to the needs of the poor and the weak. (b) public confidence in its judicial system and in the moral authority and integrity of its judiciary. (c) the existence of independent and impartial tribunals that have the support of its government. (d) judges who are learned in law and jurisprudence.

B

49. Because of his political beliefs, Atty. Guerra joined a rebel group. Later, he was apprehended and charged with Rebellion in court. A disbarment case was also filed against him. While the case was pending, the government approved a general amnesty program and Atty. Guerra applied for and was granted amnesty. Should the disbarment case be also dismissed automatically? A. Yes, because amnesty obliterates the criminal act. B. No, disciplinary action on lawyers are sui generis and general penal principles do not strictly apply. C. No, a lawyer has the duty to maintain allegiance to the Republic of the Philippines and to support the Constitution and obey the laws of the Philippines. D. Yes, if the Secretary of Justice approves the dismissal.

A

50. Soon after Atty. Cesar passed the Philippine Bar in 1975, he also took the New York State Bar and passed the same. He practiced law for 25 years in the USA, but he was disbarred therein for insurance fraud. He returned to the Philippines and started to practice law. X, who knew about his New York disbarment, filed a disbarment complaint with the IBP. Decide. A. The factual basis for the New York disbarment which is deceit also constitutes a ground for disbarment in the Philippines. B. The acts complained of happened in a foreign country and cannot be penalized here. C. Norms of ethical behavior of lawyers are the same worldwide. D. A lawyer's fitness to become a lawyer must be maintained wherever he may be.

A

6. Does the MCLE requirement apply at once to a newly-admitted lawyer? A. Yes, if admitted to the Bar and there are four (4) more months remaining of the compliance period. B. No, wait for the next compliance period. C. Yes, if he will start law practice immediately. D. Yes, if more than one (1) year remains of the compliance period.

A

6. In a verified complaint, Kathy said that Judge Florante decided a petition for correction of entry involving the birth record of her grandson, Joshua, who happened to be child of Judge Florante's daughter, Pilita. Judge Florante insisted that he committed no wrong since the proceeding was non-adversarial and since it merely sought to correct an erroneous entry in the child's birth certificate. Is Judge Florante liable? (a) Yes, because Florante breached the rule on mandatory disqualification. (b) No, because Judge Florante has no pecuniary interest in the proceeding. (c) No, because it is true the proceeding was non-adversarial so it prejudiced no one. (d) Yes, since the correction in the child's record affects the details of birth of the child.

A

10. Bong Tupak, a second year law student, was charged in the RTC for Forcible Abduction with Rape. Having knowledge of criminal law and procedure, he dismissed the counsel de oficio assigned and appeared for himself. He asserted that there was lack of force. Eventually, the RTC found him guilty of Consented Abduction and imposed the penalty. Bong Tupak now assails the decision, saying that there was a violation of due process because he was allowed to appear by himself and he did not know that Consented Abduction is a crime. Decide. A. An accused before the RTC may opt to defend himself in person and he cannot fault others for his decision. B. The RTC should have appointed a counsel de oficio to assist the accused even if not sought or requested by the accused. C. There was violation of due process. There is disparity between the expertise of a public prosecutor and the inexperience of a 2nd year law student. D. A 2nd year law student has sufficient knowledge of criminal law and procedure, hence, he is competent to defend himself.

B

14. Mr. Joseph, owner of an investment house, consulted a friend , Atty. Miro, about a potential criminal act1on against him because he cannot pay investors due to temporary liquidity problems. Atty. Miro asked Mr. Joseph to transfer to him all assets of the firm and he will take charge of settling the claims and getting quitclaims. A month later, Mr. Joseph was surprised to receive a demand letter from Atty. Miro, as counsel for all the claimants, for the pay back of their investments. After a while, Mr. Joseph received releases and quitclaims from the investors, with desistance from filing criminal action against him. Atty. Miro later told Mr. Joseph that he sent the demand letter so he can claim attorney's fee. Was there a conflict of interest? A. No, there was no formal engagement of Atty. Miro as counsel for Mr. Joseph. B. Yes, by giving legal advice to Mr. Joseph, the latter became a client of Atty. Miro. C. No, there is no attorney-client relationship between Mr. Joseph and Atty.• Miro as no attorney's fee was charged nor paid to the latter. D. Yes, because Atty. Miro was representing Mr. Joseph when he disposed the assets to pay off the claims.

B

17. In settling his client's claims, Atty. Cruz received from the adverse party P200,000 in cash for his client. Which of the following is an IMPROPER way for Atty. Cruz to handle the money? (a) Ask his client to prepare a check for his fees for swapping with the cash. (b) Deposit the cash in his own bank account and later issue his personal check to his client, less his fees. (c) Turn over the cash to his client with a request that the latter pay him his fees. (d) Tell his client about the settlement and the cash and wait for the client's instructions.

B

19. Atty. Juan Cruz of the Cruz, Cruz and Cruz Law Office personally handled a damage case of Mr. Gonzalo which resulted in an award of Php 500,000.00. The writ of execution was served by Sheriff Onoy, but resulted in recovery of only Php 70,000.00. Mr. Gonzalo was unsatisfied and filed an administrative complaint. When informed, Sheriff Onoy berated and threatened Mr. Gonzalo; and for this, the Sheriff was charged with Grave Threat. Atty. Pedro Cruz of the same Cruz, Cruz and Cruz Law Office appeared as defense counsel pro bono. Mr. Gonzalo seeks his disqualification. Decide. A. No conflict of interest. The Grave Threat case arose out of a different factual scenario. B. There is conflict of interest because both Atty. Juan Cruz and Atty. Pedro Cruz belong to one law office. C. No conflict of interest since the court case was wholly handled by Atty. Juan Cruz. The law office did not participate in any way. D. No conflict of interest. No likelihood that information in the civil case can be used in the criminal case.

B

2. Atty. Rey has been a professor in the Legal Management Department of Y University for thirty (30) years. He teaches Constitution, Obligation and Contracts, Insurance, Introduction to Law. Is he exempted from the MCLE requirement? A. Yes, because his teaching experience is already more than ten (10) years. B. No, because he is not teaching in the College of Law. C. Yes, because of his field of knowledge and experience. D. No, because Y University is not accredited.

B

22. In what documented act will a notary public's failure to affix the expiration date of his commission warrant administrative sanction? (a) In the jurat of a secretary's certificate. (b) In the will acknowledged before him. (c) In the signature witnessing he performed. (d) In the document copy he certified.

B

23. Provincial Governors and Municipal Mayors who are lawyers are MCLE exempt because (a) they handle cases of their constituents for free. (b) the Local Government Code prohibits them from practicing their profession. (c) they are rendering public service. (d) As experts in local governance, it may be assumed that they are updated on legal developments.

B

24. Which of these is not a ground for disbarment? A. Conviction of a crime involving moral turpitude. B. Belligerent disobedience to a lawful order of a trial court. C. Malpractice or other gross misconduct in office. D. Grossly immoral conduct.

B

25. Although not counsel in a particular case, Atty. Anthony asked Lisa, the RTC clerk of court, if the case records have already been remanded to the MTC as the Court of Appeals directed. Lisa said no, saying that the RTC had not yet received a certified copy of the Court of Appeals' decision. When Lisa suggested that Atty. Anthony first secure such a copy, the latter scolded her. Shamed by this, Lisa filed a disciplinary action against him for encroaching on the work of the lawyers of record. Anthony defends his follow-up action by claiming good faith and the possibility of entering his appearance later. Is Anthony liable for his record follow up? (a) Yes, because he did not inform Lisa of the basis of his interest in the case. (b) Yes, because none of the parties to the case authorized him to do such follow-up. (c) No, because he acted in good faith with a view to a possible retainer. (d) No, because following up the records of any case does not constitute practice of law.

B

28. Atty. Edad is an 85 year old lawyer. He does not practice law anymore. However, his IBP Chapter continues to send him notices to pay his IBP dues of more than ten (1 0) years with warning that failure to comply will result in the removal of his name. Piqued by this, Atty. Edad filed with the IBP Secretary a sworn letter notifying that he is voluntarily terminating his membership with the IBP. Should he be allowed? A. No, because membership in IBP is compulsory for all lawyers. B. Yes, an erstwhile IBP member may terminate his membership for good reasons. C. No, that is only a ploy to evade payment of IBP dues. D. Yes, it will violate his right not to join an association.

B

28. Counsel for Philzea Mining appealed a decision of the Bureau of Mines, which was adverse to his client, to the Environment Secretary. At about the same time, he filed a special civil action of certiorari with the Court of Appeals for the annulment of the same decision. Did counsel commit any ethical impropriety in his actions? (a) Yes, since the action he filed with the Court of Appeals was barred by the pendency of a similar action before the Environment Secretary. (b) Yes, since he was evidently shopping for a sympathetic forum, a condemnable practice. (c) No, since his appeal to the Environment Secretary was administrative, not judicial. (d) No, since he has to exhaust all available remedies to serve his client's interest.

B

29. Atty. Melissa witnessed the car accident that resulted in injury to Manny, a friend of hers. While visiting him at the hospital, she advised him about what action he needed to take regarding the accident. Is Atty. Melissa subject to disciplinary action if she eventually handles the case for him? (a) No, because Melissa did not directly volunteer her services. (b) No, because Manny happened to be a friend. (c) Yes, she engaged in typical ambulance chasing. (d) Yes, because she should have offered her services for free.

B

32. A judge or judicial officer should inhibit himself from hearing a case before him where the counsel for either party is a relative by consanguinity or affinity - A. up to the 3rd degree; B. up to the 4th degree; C. up to the 5th degree; D. up to the 6th degree.

B

32. Myra asked Atty. Elma to notarize her deed of sale. When Elma asked for Myra's competent evidence of identity, she explained that she does not have any current identification document nor could she get one soon. Instead, she presented her friend, Alex, who showed Atty. Elma his driver's license and confirmed her Myra's identity. Is Alex's identification of Myra valid? (a) Yes, provided Alex states in the deed of sale that he knew Myra personally. (b) No, Myra needs to produce a valid identification document of herself. (c) No, since Alex is not himself a party to the document. (d) Yes, since Alex had a valid identification document.

B

35. Judge Ramon obtained a two (2) year car loan from a financing company. He never paid a single amortization. After the lapse of two (2) years, the financing company filed an administrative complaint against the judge for willful failure to pay a just debt. Is the judge administratively liable? A. No, since the loan is not connected with his judicial function. B. Yes, because a judge should avoid impropriety or the appearance of impropriety even in his private dealings. C. No, the financing company should have availed of the remedy of foreclosure. D. No, because the administrative charge is only meant to force the judge to pay.

B

38. Vice-Mayor Ron is a well-loved law practitioner because he assists his constituents, especially the indigents. Ed, one of his friends who is employed as Cashier in the Register of Deeds, sought his assistance because he was charged with Malversation in court. Can Vice-Mayor Ron appear as counsel of Ed? A. Yes, members of the Sanggunian are allowed to practice their profession. B. No, because Ed is charged with an offense in relation to his office. C. Yes, since the position of Ed does not pertain to the local government. D. No, because all criminal cases are against the government.

B

39. Which of the following demonstrates the lawyer's duty to give the court the respect it deserves? (a) Counsel consistently appearing in court on time. (b) Counsel obeying court's orders and processes. (c) Woman counsel appearing in court dressed in business attire. (d) Counsel addressing the court as "Your Honor" at all times.

B

47. Atty. Alfredo Prado appeared in a case as legal officer of the Land Registration Authority (LRA). His opponent, Atty. Armando, knew an Atty. Alfredo Prado from his province who had been dead for years. When Atty. Armando checked with the Supreme Court, only one Alfredo Prado was in the roll of attorneys. What action can Atty. Armado take against Vicente who had taken a dead lawyer's identity? (a) File direct contempt action against Vicente for deceiving the court. (b) Criminally prosecute Vicente for estafa for making money upon false pretense. (c) Criminally prosecute Vicente for theft of Alfredo's identity and law practice. (d) Institute a disbarment case against Vicente for misrepresenting himself as lawyer.

B

7. Which of the following statements best describes the distinct traditional dignity that the legal profession enjoys over other professions? (a) People are quite dependent on lawyers for their skills in getting them out of trouble with the law. (b) Its members strive to maintain honesty even in their private dealings. (c) Its members earn by charging specified emoluments or fees. (d) The profession is anchored on a fiduciary relation with the client.

B

8. Atty. Aga was appointed as Treasurer by the IBP President with the approval of the Board of Governors for a term coterminous with that of the President. A year thereafter, Atty. Aga ran as Barangay Chairman of their place, and took a leave of absence for two (2) weeks to campaign. May Atty. Aga re-assume as Treasurer after his leave of absence? A. Yes, since he lost in the election. B. No, because he was deemed resigned upon filing of his certificate of candidacy. C. Yes, because his position as Treasurer is coterminous with the President of the I BP. D. No, because he should first seek the approval of the IBP Board of Governors before running as Brgy. Chairman.

B

9. When will Atty. Antonio's notarial commission expire if he applied for and was given such commission on 12 November 2010? (a) 31 December 2012 (b) 31 December 2011 (c) 11 November 2011 (d) 11 November 2012

B

11. Which of the following will subject Atty. Lyndon, a Manila notary public, to sanctions under the notarial rules? (a) Notarizing a verification and certification against forum shopping in Manila Hotel at the request of his Senator-client. (b) Refusing to notarize an extra-judicial settlement deed after noting that Ambo, a friend, was delisted as heir when he was in fact one. (c) Performing signature witnessing involving his brother-in-law and recording it in his register. (d) Notarizing a deed of sale for someone he knew without requiring any proof of identity

C

12. Debbie, topnotcher of their class, is now on her 4th year law studies and has enrolled in the legal aid clinic of the law school. She was assigned to handle a domestic violence and support case filed by their client against her husband. During the hearing, the clinic's supervising attorney introduced Debbie to the Branch Clerk of Court and then left to oversee another intern. In the midst of the proceedings, opposing counsel objected to the appearance of Debbie because she is not yet a lawyer. Decide. A. Debbie can proceed because the law student practice rule allows a student who has finished 3rd year of the regular course to appear without compensation before a trial court. B. Debbie can proceed since she is appearing only during the trial and did not sign the pleadings. C. Debbie cannot proceed without the presence of their clinic's supervising attorney. D. Debbie has proven her capability to handle the case and opposing counsel is objecting only now because he might lose to a law student.

C

13. Atty. Quiso was the retained counsel for Alfa Security Agency and handled all the cases involving the company. Adam, the Assistant Manager of the agency, hired Atty. Quiso when he was sued in an ejectment case. Later, Adam was fired from the agency. Adam did not return a vehicle and so, Atty. Quiso - as counsel for the security agency - filed a replevin suit Adam moved for Atty. Quiso's disqualification considering that the ejectment case is still pending. Is there conflict of interest? A. No, the cases are totally unrelated and there is no occasion to unduly use confidential information acquired from one case in the other. B. No, Atty. Quiso is duty bound to handle alI cases of his client, including the replevin case against Adam. C. Yes, proscription is against representation of opposing parties who are present clients or in an unrelated action. D. Yes, Atty. Quiso must withdraw as counsel for Adam, otherwise he will lose his retainer

C

15. Atty. Gelly passed the Bar 1n 1975. After taking his oath, he did not enlist in any IBP chapter because he went to the USA to pursue a Master's Degree. Eventually, he passed the state bar and specialized in lmmigration law. In 2005. he returned to the Philippines and was but the IBP is charging him from 1975 up to the present and threatening him with expulsion if he does not comply. Is the IBP correct? A. Atty. Gelly cannot be compelled to pay the IBP dues because he was not engaged in the practice of law from 1975-2005. B. Atty. Gelly is exempt from 1975-2005 because he was out of the country. C. Atty. Gelly should pay the dues from 1975 to the present since membership in the IBP is [compulsory]. D. Atty. Gelly should not pay because the rule on bar integration is unconstitutional for compelling a lawyer to join an association.

C

18. Judge Cristina has many law-related activities. She teaches law and delivers lectures on law. Some in the government consult her on their legal problems. She also serves as director of a stock corporation devoted to penal reform, where she participates in both fund raising and fund management. Which of the following statements applies to her case? (a) She should not engage in fund raising activities. (b) Her activities are acceptable except the part where she is involved in fund management. (c) She can teach law and deliver lectures on law but not do the other things. (d) All of her activities are legal.

C

20. After representing Lenie in an important lawsuit from 1992 to 1995, Atty. Jennifer lost touch of her client. Ten years later in 2005, Evelyn asked Atty. Jennifer to represent her in an action against Lenie. Such action involved certain facts, some confidential, to which Atty. Jennifer was privy because she handled Lenie's old case. Can Atty. Jennifer act as counsel for Evelyn? (a) No, but she can assist another lawyer who will handle the case. (b) Yes, but she must notify Lenie before accepting the case. (c) No, because her duty to keep the confidences of previous clients remains. (d) Yes, but she cannot reveal any confidential information she previously got.

C

20. Atty. Lorna, a legal officer of a government agency, and Chona, a nurse in the medical department, were best friends. At one time, Chona consulted Atty. Lorna about a legal matter, revealing that she is living with a married man and that she has a child out of wedlock fathered by another man. Later, the relation between Atty. Lorna and Chona soured. When Chona applied for promotion, Atty. Lorna filed immorality charges against Chona utilizing solely the disclosure by the latter of her private life. Chona objected and invoked confidentiality of information from attorney-client relationship. Decide. A. There is no attorney-client relationship because, being in the government, Atty. Lorna is disallowed from practicing her profession. B. No lawyer-client relationship privilege because the information was given as a friend, and not as a lawyer. C. Personal secrets revealed to Atty. Lorna for the purpose of seeking legal advice is covered by attorney-client privilege. D. There is no attorney-client relationship because no attorney's fee was paid to Atty. Lorna.

C

21. Atty. Nelson recently passed the Bar and wanted to specialize in marine labor law. He gave out calling cards with his name, address and telephone number in front, and the following words at the back: "We provide legal assistance to overseas seamen who are repatriated due to accident, illness, injury, or death. We also offer FINANCIAL ASSISTANCE." Does this constitute ethical misconduct? A. No, clients have freedom in the selection of their counsel. B. No, use of a professional card is a lawful way of announcing his services as a professional. C. Yes, because the offer of financial assistance is an undignified way of luring clients. D. Yes, because the offer of assistance is stated at the back.

C

21. Eric, a labor federation president, represented Luisa, a dismissed WXT employee, before the NLRC. Atty. John represented Luisa's two co-complainants. In due course, the NLRC reinstated the three complainants with backwages and awarded 25% of the backwages as attorney's fees, 15% for Atty. John and 10% for Eric, a non-lawyer. When WXT appealed to the Court of Appeals, Atty. John questioned Eric's continued appearance before that court on Luisa's behalf, he not being a lawyer. Is Eric's appearance before the Court of Appeals valid? (a) Yes, for Eric has a personal stake, the fees awarded to him, in defending the NLRC's decision in the case. (b) No, since John can very well represent Luisa, she being in the same situation as his own clients. (c) No, because the representation of another in courts can be entrusted only to lawyers. (d) Yes, since that appeal is a mere continuation of the labor dispute that began at the NLRC.

C

22. Which of these does not constitute competent evidence of identity? A. Passport; B. SSS card; C. Community Tax Certificate; D. Senior Citizen Card.

C

29. Who elects the members of the Board of Governors of the IBP? A. The Presidents of all IBP Chapters; B. The members at large of the IBP; C. The House of Delegates; D. The Past Presidents of all IBP chapters.

C

3. Atty. Francisco's retainer agreement with RXU said that his attorney's fees in its case against CRP "shall be 15% of the amounts collected." Atty. Francisco asked the trial court to issue a temporary restraining order against CRP but this was denied, prompting him to file a petition for certiorari with the Court of Appeals to question the order of denial. At this point, RXU terminated Atty. Francisco's services. When the parties later settled their dispute amicably, CRP paid RXU P100 million. Because of this, Atty. Francisco came around and claimed a 15% share in the amount. What should be his attorney's fees? (a) Nothing because the compromise came after RXU terminated him. (b) 15% of what CRP paid RXU or P15 million. (c) A reasonable amount that the court shall fix upon proof of quantum meruit. (d) Nothing since he was unable to complete the work stated in the retainer contract.

C

30. A Court Administrator's auditing team found that Judge Ruby used business cards which stated, in addition to her official title as presiding judge of her court, that she is bar topnotcher, her law school's "class valedictorian," and "one of the most sought after private law practitioners" before she joined the judiciary, all of which are true. Asked to explain this seeming impropriety, Ruby pointed out that business cards can include the person's "title" which is broad enough to include in her case her standing in the bar and all the honors she earned. Did Ruby commit an impropriety? (a) Yes, unless the cards were given to her as a gift. (b) No, because all she stated in her business cards are true. (c) Yes, because she showed a hunger for publicity and recognition that debases her judicial post. (d) No, because she is free to include in her business cards details that say who she is.

C

30. Who elects the President and Vice-President of the IBP? A. The President of all IBP Chapters; B. The IBP members voting at large; C. The Board of Governors; D. The outgoing IBP officers.

C

33. Victor has been legally separated from his wife, Belen for fifteen (15) years. He has found true love and happiness with Amor and they lived together as husband and wife. Amor convinced Victor to study law and gave him financial support. Recently, Victor passed the 2011 Bar Examinations. Upon knowing this, Belen filed a complaint against Victor for immorality. Should Victor be allowed to take oath as an attorney? A. Yes, his relationship with Amor is imbued with genuine love and cannot be considered immoral and indecent. B. Yes, legal separation does not allow the spouses to remarry. C. No, because legal separation does not dissolve the marriage and, therefore, Victor's relationship with Amor is still considered illicit. D. Yes, it is totally unfair for Belen to complain since they have lived separate lives.

C

34. Judge Nacy personally witnessed a vehicular accident near his house. Later, the Reckless Imprudence case was raffled to his sala. Is there a valid ground for his inhibition? A. No. he is [neither] acquainted nor related with any of the parties or lawyer. B. No, his personal knowledge of what actually happened will even ensure that he will decide the case justly on the basis of the true facts. C. Yes, because a judge should decide a case on the basis of the evidence presented before him and not on extraneous matters. D. No, because there is no ground for disqualification and no motion for inhibition.

C

35. What is the method of national inquiry into the conduct of Supreme Court magistrates? (a) Administrative investigation. (b) Disqualification. (c) Impeachment. (d) Disbarment.

C

36. What unhealthy attitude of mind should a judge avoid falling into? (a) Hearing and adjudicating cases is an important job. (b) Courts are made for litigants. (c) Litigants are made for the courts. (d) Courts should dispose of their cases on time.

C

37. After hearing in a sensational criminal case, counsel for the accused told television viewers how the judge unfairly ruled to stop his witness from testifying fully about certain aspects of the case that would help the accused. Counsel said that the public should know the injustice to which his client was being subjected. Can counsel be disciplined for his utterances? (a) Yes, because rather than defend the judicial system as was his duty, he attacked it. (b) No, since counsel did not use obscene language. (c) No, so long as counsel did not knowingly make false statements or act in reckless disregard of truth. (d) Yes, even if the judge may have actually made unfair rulings in the course of trial.

C

37. Atty. Fred is a law practitioner and headed a law firm bearing his name and those of his partners. When Atty. Fred was elected as Congressman, his client's needs were handled by the other partners. Later, A, a newly proclaimed congressman-friend, faced an election protest before the HRET, and sought the help of Congressman Fred who immediately directed his law firm to appear for A. B, the protestant, sought the disqualification of Congressman Fred's law firm from appearing before the HRET because Congressman Fred is prohibited from practicing his profession. Decide. A. Yes, Congressman Fred's law firm is disqualified because Congressman Fred may exercise undue influence on his peers who are members of HRET. B. No, the law firm is not disqualified because it is another partner, and not Congressman Fred who is appearing. C. No, the prohibition is on Congressman Fred from personally appearing, and not to his partners. D. Yes, the spirit of the prohibition is clearly to avoid influence and cannot be indirectly circumvented.

C

4. What is the duration of MCLE Compliance Period? A. Twelve (12) months; B. Twenty four (24) months; C. Thirty six (36) months; D. Eighteen (18) months.

C

41. A notary public is required to record chronologically the notarial acts that he performs in the: A. Notarial Book; B. Roll of Documents Notarized; C. Notarial Register; D. Notarial Loose Leafs Sheets.

C

42. A party to a contract does not know how to write. Neither can he affix his thumbmark because both hands were amputated. How will that person execute the contract? A. Ask the party to affix a mark using the toe of his foot in the presence of the notary public and two (2) disinterested and unaffected witnesses to the instrument. B. Ask the party to hold the pen with his teeth and affix a + mark to be followed by the signature of one friend. C. The party may ask the notary public to sign in his behalf. D. None of the above.

C

44. Atty. Tony is a 25 year old Filipino lawyer. He has been a resident in Paranaque City for about ten (1 0) years and holds office in his residence. He filed a petition for appointment as Notary Public in Paranaque and has clearance from the I BP and the Bar Confidant. However, it appears that while still a college student, he was convicted by a Laguna Court for Reckless Imprudence Resulting in Damage to Property. During the summary hearing of his petition, the offended party therein strongly objected on that ground. Can Atty. Tony be appointed? A. No, because he has a previous criminal record. B. No, because of the opposition. C. Yes, the offense of Reckless Imprudence does not involve moral turpitude. D. Yes, since the Reckless Imprudence case did not happen in the jurisdiction where Atty. Tony is applying.

C

45. What is the effect when the parties to a document acknowledged before a notary public did not present competent evidence of identity? A. Voidable; B. Valid; C. Invalid Notarization; D. Unenforceable.

C

47. What is a retaining lien? A. The lawyer who handled the case during the trial stage should continue to be retained up to the appeal. B. The right of the lawyer to be retained as counsel for a party until the entire case is finished. C. The right of a lawyer who is discharged or withdrawn to keep the records and property of the client in his possession until his lawful services have been paid. D. The prerogative of a client's retainer to recover out-of-pocket expenses.

C

48. After the prosecution cross-examined Sheila, a witness for the accused, Judge Pedro asked her ten additional questions that were so intense they made her cry. One question forced Sheila to admit that her mother was living with another man, a fact that weighed on the case of the accused. This prompted the latter's counsel to move to expunge the judge's questions for building on the prosecution's case. Judge Pedro denied the motion, insisting that bolstering a party's case is incidental to the court's desire to be clarified. Did Pedro commit an impropriety? (a) No, his ten questions could not be considered an undue intervention. (b) No, because the judge is free to inquire into any aspect of the case that would clarify the evidence for him. (c) Yes, because he effectively deprived the defense of its right to due process when he acted both as prosecutor and judge. (d) Yes, because nothing connects his desire to be clarified with the questions he asked.

C

50. Which of the following demonstrates a lawyer's fidelity to known practices and customs of the bar regarding a case he is handling? (a) Treating his client's disclosures as confidential but not the documents he submits for review. (b) Meeting with his client's opponent over lunch to discuss settlement without telling his client. (c) Accepting a tough case although he is new in practice, trusting that his diligence would make up for lack of experience. (d) Inviting the judge hearing the case to dinner with no purpose to discuss the case with him.

C

7. What is the purpose of MCLE? A. To conform with the requirements of international law. B. To provide a venue to improve fraternal relations among lawyers. C. To keep abreast with law and jurisprudence and to maintain the ethical standards of the profession. D. To supplement legal knowledge due to substandard law schools.

C

10. Elaine filed a complaint against Fely before their barangay concerning a contract that they entered into. During conciliation, Fely came with Sarah, who claimed the right to represent her minor sister. The barangay captain let Sarah assist her sister. Eventually, the barangay issued a certificate to file action after the parties failed to settle their differences. When Sarah formally appeared as lawyer for her sister, Elaine filed an administrative complaint against her for taking part in the barangay conciliation and preventing the parties from taking meaningful advantage of the same. Is Sarah liable? (a) No, because she has to represent her sister who was a minor. (b) No, because the Court can always dismiss the case without prejudice to a genuine conciliation. (c) Yes, because what Sarah did was deceitful and amounts to fraud. (d) Yes, because as a lawyer, she is absolutely forbidden to appear in barangay conciliations.

D

14. After Atty. Benny got a P2 million final judgment in his client's favor, he promptly asked the court, without informing his client, to allow him a charging lien over the money in the amount of P500,000, his agreed fees, The Court issued a writ of execution for the whole judgment in Atty. Benny's name with an order for him to turn over the excess to his client. Is Atty. Benny's action correct? (a) No, since his fees are excessive. (b) Yes, since he was merely asserting his right to collect his fees. (c) Yes, since he would anyway give the excess to his client after getting his fees. (d) No, since he did not disclose to his client the matter of getting a charging lien and a writ of execution in his name.

D

16. Mr. Joey owns a 5-hectare parcel of land which is being expropriated as market site. The government is offering only Php 15 per sqm while Mr. Joey deserves Php 20 per sqm. Atty. AI agreed to represent Mr. Joey in the expropriation case on contingent basis in that his attorney's fees shall be the excess of Php 20 per sqm. Due to expert handling, the expropriation court awarded Mr. Joey the fair market value of Php 35 per sqm. Mr. Joey complained to the court that the attorney's fee being charged is excessive as it amounts to about 63°/o of the award. Decide. A. A retainer's agreement, as a contract, has the force of law between the parties and must be complied with in good faith. B. It was the excellent handling of the case that resulted in a bigger award; hence, it is fair that Atty. AI should be rewarded with the excess. C. Mr. Joey got the desired valuation for his land. So, he must honor his contract with Atty. AI. D. Attorney's fees is always subject to court supervision and may be reduced by the court based on quantum meruit.

D

16. Noel and Emily who were involved in a road accident sued Ferdie, the driver of the other car, for damages. Atty. Jose represented only Noel but he called Emily to testify for his client. During direct examination, Emily claimed that her injuries were serious when Atty. Jose knew that they were not. Still, Atty. Jose did not contest such claim. Ferdie later sued Emily for giving false testimony since her own doctor's report contradicted it. He also sued Atty. Jose for foisting a false testimony in court. Is Atty. Jose liable? (a) No, because he did not knowingly arrange for Emily to lie in court. (b) Yes, because he did not advise his client to settle the case amicably. (c) No, because Emily did not permit him to reveal the falsity to the court. (d) Yes, because he knowingly let Emily's false testimony pass for truth.

D

2. The acknowledgment appearing in a deed of sale reads: "Before me personally appeared this 30 August 2010 Milagros A. Ramirez, who proved her identity to me through witnesses: 1. Rosauro S. Balana, Passport UU123456; 1-5-2010/ Baguio City; and 2. Elvira N. Buela, Passport VV200345; 1-17-2009/ Manila. "Both witnesses, of legal ages, under oath declare that: Milagros A. Ramirez is personally known to them; she is the same seller in the foregoing deed of sale; she does not have any current identification document nor can she obtain one within a reasonable time; and they are not privy to or are interested in the deed he signed." What is the status of such a notarial acknowledgment? A. Questionable since the notary public is not shown to personally know the principal party. B. Ineffective since it included parties not privy to the deed. C. Invalid since the evidence of identity is non-compliant with the notarial rules. D. Valid since it is a manner of establishing the identity of the person executing the document.

D

25. Administrative complaints against Judges and Justices below the Supreme Court are handled by: A. Clerk of Court of the Supreme Court. B. Ombudsman. C. Presiding Justice of the Court of Appeals. D. Office of the Court Administrator.

D

38. Which of the following is required of counsel when withdrawing his services to a client in a case? (a) Counsel's desire to withdraw, expressed in his motion. (b) Payment of withdrawal fee. (c) Opposing counsel's conformity to the withdrawal. (d) Client's written consent filed in court.

D

39. Atty. Noe was elected Vice-Governor and continued with his law practice. Later, the governor went on sick leave for one (1) year and Atty. Noe was designated as Acting Governor. Since hearings have already been set, can Atty. Noe continue appearing as counsel in the cases handled by him? A. Yes, because his election is only as Vice-Governor, and his delegation as Governor is only temporary. B. Yes, but only for the hearings that have already been set. C. Yes, provided Atty. Noe seeks the permission of DILG. D. No, all governors - even under acting capacity - are prohibited from exercising their profession.

D

40. Atty. Arthur agreed to represent Patrick in a personal injury case after the latter signed a retainer agreement for a 33% fee contingent on their winning the case. In the course of trial, Patrick dismissed Atty. Arthur after he presented their evidence in chief and engaged Atty. Winston another lawyer. They lost the case. What fee would Atty. Arthur be entitled to? (a) Thirty three percent of the fee actually paid to Winston. (b) The reasonable value of his services. (c) A flat hourly rate for the time he invested in the case. (d) Absolutely nothing.

D

41. Ronnie, a paralegal in a law firm, helped Beth in a property dispute in which she was involved by giving her legal advice and preparing a complaint that she eventually filed in court under her own signature. When the lawyer for the defendant learned of it, he told Ronnie to desist from practicing law. But he disputed this, claiming that he had not practiced law since he did not receive compensation from Beth for his help. Is Ronnie correct? (a) Yes, because he could as a paralegal provide competent legal help to litigants. (b) Yes, for so long as he did not sign the complaint or appeared as Beth's lawyer. (c) No, unless Beth was ill-advised in filing her complaint in court. (d) No, because receipt of compensation is not the sole determinant of legal practice.

D

43. The reports of a Notary Public are submitted to the: A. Executive Judge; B. Court Administrator; C. Notarial Archives; D. Clerk of Court.

D

46. Atty. Ramon borrowed his client's (Menchu) land title. After eight months, Menchu demanded its return but he failed to comply and changed his residence. After Menchu tracked him down, she confronted him about the title. He then offered to just buy the property and gave her five checks for it but these bounced. Charged with malpractice, Atty. Ramon answered that his license to practice law cannot be in issue. He merely incurred civil liability for a failed transaction. Will the malpractice action prosper? (a) No, because his failure to pay his obligation only makes him civilly liable. (b) No, since Menchu did not transact business with Atty. Ramon as a lawyer. (c) Yes, because it is professionally reprehensible for a lawyer to be unavailable to a person in need. (d) Yes, he having taken advantage of Menchu who was not fully protected and had no independent advice.

D

46. The petition for appointment as a notary public should be filed with: A. The Office of the Court Administrator; B. The Clerk of Court; C. The MeTC Executive Judge; D. The RTC Executive Judge.

D

49. Administrative penalties imposed on judges are (a) curative. (b) punitive. (c) corrective. (d) both punitive and corrective.

D

5. Sheryl, Eric's counsel, once asked for postponement and the court granted it since the opposing counsel, Bernadine, did not object. Eric then asked Sheryl not to allow any further postponements because his case has been pending for 8 years. When trial resumed, Bernadine moved to reset the trial because of her infant's ailment. What must Sheryl do? (a) Remind the Court that it has the duty to promptly decide the case. (b) Interpose no objection since she too once sought postponement without Bernadine's objection. (c) Vehemently oppose Bernadine's motion for being contrary to Eric's wishes. (d) Submit the motion to the Court's sound discretion.

D

8. Raul sought Ely's disbarment for notarizing a deed of sale knowing that four of the sellers were dead. Ely admitted that he notarized the deed of sale but only after his client assured him that the signatures of the others were authentic. Later, Raul moved to have the complaint against him dismissed on the ground that it was filed because of a misunderstanding which had already been clarified. This prompted the IBP to recommend the dismissal of the complaint. Can the dismissal be allowed? (a) No, unless the complainant executes an affidavit of desistance. (b) Yes, since no compelling reason remained to continue with it. (c) Yes, but recall Ely's notarial commission since the charge against him seems meritorious. (d) No, given Ely's admission that he notarized the document when some signatories were absent.

D