HRM843 chapter 12 investigation

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The benefits of incident investigations

Determines direct causes, identifies contributing causes, prevents similar incidents, creates a permanent record, determines cost, promotes safety awareness among employees

cognitive failure

a mistake or failure in the performance of an action that an individual is normally capable of performing

Five Dominos

background, personal defects, unsafe acts and conditions, incident, injury

Incident analysis

domino theory, swiss cheese model, bow tie analysis, normal incidents

the Investigation should concentrate on three factors

human, situational, and environmental

INcident/accident reports

identifies the agency of an incident, includes personal factors. the reports are submitted to OHS agencies and WCBS

BOw-tie Analysis

it combines a fault tree with an event tree. the left side shows the potential hazards and measures to control them and the right side shows the measures taken to mitigate the consequences of an event and resulting consequences

Environmental factors

light and noise

Investigative methods

observations or walkthroughts, interviews,re enactments

Four levels of defense for swiss cheese model

organizational influences, local working conditions, unsafe acts, defenses barriers and guards

high-reliability organizations

organizations in hazardous industries that maintain a high safety record over time

Investigative tools

photos, drawings, computer incident database, record checks

WHo should conduct the investigation?

the area supervisor assisted by the HR or safety specialist

The Swiss Cheese Model

the domino model but there are holes in the dominos where an incident results when the holes line up. unsafe acts are the product of the organizational culture, the level of supervision and other contextual factors

WHO investigates?

the supervisor, technical advisers and specialists, safety and health officer, safety and health committee representative, a safety team

Domino theory

the theory that every incident results from a series of events

Normal incidents

the theory that incidents are expected outcomes of interactive complexities

INcident investigations are strongly influenced by

timing, severity, and legal requirements

situational factors

was the machine operating in a satisfactory maner, were the safety measures functioning, what was the site of the incident, what equipment tools or objects were involved, were guards in place, what time of day,

Human factors

what was the worker doing? were they performing a regular task? was it being done according to procedure, did an unsafe act contribute


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