Provisions of Sarbanes-Oxley Act

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Sarbanes Oxley 1

Applies to companies whose shares are publicly traded

Sarbanes Oxley 8

CEO and CFO must sign off on financial reports

Sarbanes Oxley 11

Code is reasonably designed to deter wrongdoing and to encourage ethical conduct

Sarbanes Oxley 10

Company must report whether or not it has a code of ethics

Sarbanes Oxley 2

Confidential reporting systems

Sarbanes Oxley 7

De-listing of companies that do not comply

Sarbanes Oxley 9

Forfeiture of profits if restatement of reports is required

Sarbanes Oxley 5

Limitation on non-audit services

Sarbanes Oxley 4

Public Accounting Oversight Board

Sarbanes Oxley 6

Rotation of audit partner

Sarbanes Oxley 3

Whistleblower Protection


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